This case study details how FINRA transformed its open source management process to handle massive development scale and regulatory demands. Previously reliant on manual workflows and homegrown systems, the organization struggled with inefficiencies, limited visibility, and heavy administrative overhead. By implementing Black Duck alongside automated artifact management, FINRA shifted to an exception-based review model supported by a continuously updated bill of materials. This reduced manual effort, improved visibility into component usage, and enabled faster identification of security risks. The transformation saved significant developer time, reduced legal review workload, and improved compliance. Ultimately, FINRA enhanced both operational efficiency and open source security across its

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